As stated in the new circular from NSE, additional margins shall be made applicable
for all equity derivatives in phases starting from 14th September 2018 | Attention
Investors: 1. KYC: KYC is one-time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (Broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. | 2. Prevent Unauthorized Transactions in your Demat Account : Update your Mobile Number and Email address with your Depository Participant. Receive alerts on your Registered Mobile and Email address for all debit and other important transactions in your Demat Account directly from CDSL/ NSDL on the same day.... issued in the interest of investors. | 3. Prevent Unauthorized Transactions in your Broking Account : For Stock Broking Transaction 'Prevent unauthorised transactions in your account --> Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day...Issued in the interest of Investors. | 4. "Rights & Obligations of Stock Broker and Client”: Uniform Risk Disclosure Documents (for all segments / exchanges) and Guidance Note detailing the Do’s and Don’ts for trading on exchanges in the vernacular languages are available on NSE website at https://www.nseindia.com/membership/content/complinc_trading_mem.htm and can be downloaded. | 5. Caution towards unsolicited messages: Please Refer Exchange Circulars: BSE Notice 20171117-18 dated 17-11-2017, BSE Notice 20180515-39 dated 15-05-2018, NSE Circular- 0208/2017 dated, 17-11-2017 NSE Circular: 0080/2018 dated 15-05-2018. Beware about unsolicited messages and refer the List of symbols in which messages received, appearing on Exchange Website : https://www.nseindia.com/ and https://www.bseindia.com/. Investors should be cautious on unsolicited emails and SMS advising to buy, sell or hold securities and trade only on the basis of informed decision. Investors are advised to invest after conducting appropriate analysis of respective companies and not to blindly follow unfounded rumours, tips etc. Further, you are also requested to share your knowledge or evidence of unethical behaviour, systemic wrongdoing or potential frauds through the anonymous portal facility provided on BSE & NSE website. | 6. IPO: No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign the application form to authorize you bank to make payment in case of allotment. No worries for refund as the money remain in investor's account. | 7. “SMIFS Limited as a Broker does not guarantee any return on investment or trading as the return on Investment and/or trading are subject to Market Risk”. | 8. SCORES: Filing complaints on SCORES - Easy & quick | a. Register on SCORES Portal | b. Mandatory details for filing Complaints on SCORES - Name, PAN, Address, Mobile Number, Email ID | c. Benefits - Effective Communication and Speedy Redressal of the Grievances.
9. a. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020. | b. Update your mobile number & email Id with your Stock Broker/Depository Participant and receive OTP directly from depository on your email id and/or mobile number to create pledge. | c. Pay 20% upfront margin of the transaction value to trade in cash market segment. | d. Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard. | e. Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month. World Investor Week 2021 | November 22-28, 2021 | Investing with Knowledge – Way to Financial Independence
SMIFS Limited, with a legacy since 1993, in its new avatar is promoted by Mr. Rahul Kayan under the guidance and able stewardship of Mr. Ajay Kayan & Mr. Utsav Parekh. We offer entire gamut of Financial Services like Brokerage (Equity, Commodity, Currency), Portfolio Management Services, Research & Advisory, Investment Banking, Depository & Repository and Distribution (Mutual Fund, IPO’s, FPO’s). We have pan India presence and our core strength lies in Research & Advisory Services, primarily catering to Institutional & Ultra HNI Clients with a professional team of analysts. We continuously strive to uphold our motto of Legacy, Growth and Trust.
We offer a low investment opportunity that requires you to capitalise on your networking
strength and knowledge of the trade. We will equip with the best tools and products
for excellent customer service across segments. With our extensive technology and
branch support you can be more productive in your day to day business development
activities. Our robust marketing support gives you extensive backing to acquire
new clients for a healthy and sustainable growth of your business. You just have
to have a basic understanding of the market, have a substantial client base.
Entrepreneurs who chase a dream to grow big and flourish with a passion and capability
to pursue the goals towards their dream. Customized offerings for servicing HNI
clients. Achieve large scale business success with the entire product bouquet offered
by SMIFS Limited.
Entrepreneurs desirous to set up their business at no capital cost and largely work
independently. Start your own venture and leave it to us to support you with essential
business requisites. We will provide the necessary infrastructure, technical and
marketing support, operation backing & research, while you can back this whole system
with your clients.
Those who would like to team up with us to cater to a wider range of clients and
play a crucial part in the revenue pie.
5th Floor Vaibhav,4 Lee Road,
Kolkata – 700 020
The Calcutta Stock Exchange , 7 Lyons Range ,
3rd Floor, Kolkata - 700 001
Shri Nihar Roy
3B, Lalbazar Street, RNM House, 3rd Floor,
Kolkata - 700 001
Room No - 403 & 404 , 4th Floor , Janpath Tower
Ashok Nagar, Bhubaneswar - 751009.
Shri Jiten Sahoo
606/A, Ashiana Plaza, 6th Floor,
Budha Marg, Patna, Bihar – 800001
Shri Sumit Kumar
914, 9th floor, Arunachal building
Barakhamba,CP, Delhi -110001
Shri Vikas Rastogi
Office No. 04, A -1B, 3rd Floor, Sector – 16
Noida – 201301, Uttar Pradesh
Mr. Sharad Nigam, Regional Head – Sales
Sky High Chamber Building Ground Floor ,
G - 06, Building No 1, 11/5,Park Road,
Hazratganj,Lucknow - 226001
Shri Shakti Sinha
Office No -105,F.P.No 53,Shree Ganesh Chs,
Near Rajda School,TPS III, Shimpoli Cross Road,
No 2 , Borivali West , Mumbai - 400092.
Shri Vijay Shekhar
206/207, 2nd Floor, Trade Centre Opp. MTNL,
Bandra Kurla Complex, Mumbai - 400 051
Shri Awanish Chandra
Synergy Office Space, L29, Lower Ground Floor,
East Court Viman Nagar,
Pune - 411014
Pratibimba Apartment Office No - 201 ,
Plot No - 90, Road Mayur Colony.
Location - Kothrud , Pune - 411038.
Shri Pandurang Chavan
Office No. 202 Second Floor, Timmy Arcade
Makwana Road, Marol Andheri East, Mumbai - 400059
Shri Vipin Singh
No 30/1, The Pinnacle Unit No 302.
3rd Floor,Church street Bengaluru – 560001
Shri Dindayal Singh
502, CS NAIDU ARCHADE
Near Greater Kailash hospital, Old Palasia,
Indore - 452001 (Madhya Pradesh.)
Shri Dharmendra Jaiswal
+91 78982 36075
206/207, 2nd Floor, Trade Centre Opp. MTNL,
Bandra Kurla Complex, Mumbai - 400 051
(91 33) 3051 5401
(91 33) 3051 5477
(91 33) 3051 5486
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Registration Numbers: Single SEBI Registration No.: NSE (Cash) NSE (F&O) NSE (CD)
BSE (F&O) BSE (CD); MCX; ICEX; :INZ000220635; CDSL & NSDL SEBI Registration No.: IN-DP-414-2019; AMFI: ARN-3080;
PMS: INP000004623: CIN-U51109WB1993PLC060987
RESEARCH ANALYST SEBI REGN. NO.: INH300001474
Regd. Office Address: 4, Lee Road, Vaibhav, 5th Floor, Kolkata – 700 020
West Bengal, India; Tel. No.: (91 33) 6634 5400, (91 33) 4011 5400; FAX: (91 33)
For any Grievance mail to Email: email@example.com;
Customer Care Email: firstname.lastname@example.org
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