| Sr.No | PARTICULARS | PDF | 
| 1 | Dealing Room Compliance Policy | PDF | 
| 2 | PRE-FUNDED INSTRUMENT POLICY | PDF | 
| 3 | DORMANT & INACTIVE ACCOUNT POLICY | PDF | 
| 4 | PML & CFT Policy | PDF | 
| 5 | RMS & COMPLIANCE ETHICS POLICY | PDF | 
| 6 | POLICY ON UNSOLICITED MESSAGES [SMS Stocks] | PDF | 
| 7 | MARGIN TRADING FACILITY [MTF] POLICY | PDF | 
| 8 | Investor Grievance Redressal Policy | PDF | 
| 9 | SURVEILLANCE POLICY | PDF | 
| 10 | KYC REGISTRATION - PROCEDURE | PDF | 
| 11 | MANDATORY POLICIES | PDF | 
| 12 | UNAUTHENTIC NEWS CIRCULATION POLICY | PDF | 
| 13 | RISK MANAGEMENT POLICY | PDF | 
| 14 | CONFLICT OF INTEREST POLICY | PDF | 
| 15 | POLICY & PROCEDURES FOR VOICE LOGGER SYSTEM | PDF | 
| 16 | MARGIN TRADING POLICY | PDF | 
| 17 | DEALING ROOM POLICY | PDF | 
| 18 | INSIDER TRADING POLICY | PDF | 
| 19 | POLICY FOR UNAUTHENTIC NEWS CIRCULATION | PDF | 
| 20 | SETTLEMENT OF RUNNING ACCOUNT POLICY | PDF |