Sr.No | PARTICULARS | PDF |
1 | Dealing Room Compliance Policy | PDF |
2 | PRE-FUNDED INSTRUMENT POLICY | PDF |
3 | DORMANT & INACTIVE ACCOUNT POLICY | PDF |
4 | PML & CFT Policy | PDF |
5 | RMS & COMPLIANCE ETHICS POLICY | PDF |
6 | POLICY ON UNSOLICITED MESSAGES [SMS Stocks] | PDF |
7 | MARGIN TRADING FACILITY [MTF] POLICY | PDF |
8 | Investor Grievance Redressal Policy | PDF |
9 | SURVEILLANCE POLICY | PDF |
10 | KYC REGISTRATION - PROCEDURE | PDF |
11 | MANDATORY POLICIES | PDF |
12 | UNAUTHENTIC NEWS CIRCULATION POLICY | PDF |
13 | RISK MANAGEMENT POLICY | PDF |
14 | CONFLICT OF INTEREST POLICY | PDF |
15 | POLICY & PROCEDURES FOR VOICE LOGGER SYSTEM | PDF |
16 | MARGIN TRADING POLICY | PDF |
17 | DEALING ROOM POLICY | PDF |
18 | INSIDER TRADING POLICY | PDF |
19 | POLICY FOR UNAUTHENTIC NEWS CIRCULATION | PDF |
20 | SETTLEMENT OF RUNNING ACCOUNT POLICY | PDF |