smifs

Stewart And Mackertich Wealth Management Ltd

NIFTY 11,848.25 110.35 (0.94%)

SENSEX 39,461.36 351.15 (0.90%)

As stated in the new circular from NSE, additional margins shall be made applicable for all equity derivatives in phases starting from 14th September 2018

Sr.No. FORMS / DECLARATION Purpose of the Form PDF
1 COMMON UPDATION/MODIFICATION FORMAT/KRA-KYC, INDIVIDUAL For updating or changing your contact details like contact number, address email id etc. , Also, for updating KYC for Mutual funds same form is applicable. -
i KYC MODIFICATION ADDITION & ACCOUNT REACTIVATION REQUEST FORM (INDIVIDUAL) For Individual Clients PDF
ii KYC MODIFICATION ADDITION & ACCOUNT REACTIVATION REQUEST FORM (NON-INDIVIDUAL) For Non -Individual Clients (HUF, Partnership, LLP, Corporate bodies, Trust, etc.) PDF
III CKYC FORM Additionally for Directors/Trustees/Partners etc. assigned to deal & operate the Trading/Demat Account -
2 ACCOUNT OPENING FORM (AOF) For opening Trading /Demat Account -
i AOF – APPLICATION FORM Account opening form for Individual & Non- Individual PDF
ii MANDATORY AND NON-MANDATORY DOCUMENTS BOOKLET Standard Documents Of Account Opening Form & Client Registration PDF
3 TRADING – SEGMENT ACTIVATION FORM For updating additional Segment i.e. F&O /CDS / Commodity Segment and Exchange (Board Resolution/ Application on Company’s Letterhead Required additionally for Non- Individual Clients) PDF
4 REQUEST FOR UPDATION - BANK & DEMAT DETAILS IN BROKING ACCOUNT For updation/modification of Bank /Demat details PDF
5 FATCA CRS DECLARATION SELF CERTIFICATION FOR INDIVIDUALS For updating FATCA details PDF
6 COMMODITY – ECN DECLARATION Mandatory – ECN Declaration PDF
7 RUNNING ACCOUNT AUTHORISATION For selecting payout frequency from your trading account as per regulatory guidelines PDF
8 APPOINTMENT OF AUTHORISED REPRESENTATIVE IN BROKING ACCOUNT Appointment of Authorized Representative – Revocable Declaration PDF
9 REVOCABLE VOLUNTARY DISCLOSURE FOR INTRADAY PRODUCT TRADING Revocable Voluntary Disclosure For Intraday Trading Facility PDF
10 AOF – MANDATORY POLICIES & PROCEDURES Mandatory Policies and Procedures document describing significant PDF
ATTENTION INVESTORSKYC IPO
Caution towards unsolicited messages: Please Refer Exchange Circulars: BSE Notice 20171117-18 dated 17-11-2017, BSE Notice 20180515-39 dated 15-05-2018, NSE Circular- 0208/2017 dated, 17-11-2017 NSE Circular: 0080/2018 dated 15-05-2018. | Beware about unsolicited messages and refer the List of symbol in which messages received, appearing on Exchange Website : https://www.nseindia.com/ and https://www.bseindia.com/ under Attention Investors. | Prevent Unauthorized Transactions in your demat account -> Update your Mobile Number and Email address with your Depository Participant. Receive alerts on your Registered Mobile and Email address for all debit and other important transactions in your demat account directly from CDSL on the same day..... issued in the interest of investors.

Registration Numbers: Single SEBI Registration No.: NSE (Cash) NSE (F&O) NSE (CD) BSE (Cash)

BSE (F&O):INZ000220635; CDSL & NSDL SEBI Registration No.: IN-DP-24-2015; AMFI: ARN-3080;

PMS: INP000004623: CIN-U51109WB1993PLC060987

RESEARCH ANALYST SEBI REGN. NO.: INH300001474

Regd. Office Address: 4, Lee Road, Vaibhav, 5th Floor, Kolkata – 700 020

West Bengal, India; Tel. No.: (91 33) 6634 5400, (91 33) 4011 5400 (91 33) 3051 5400; FAX: (91 33) 2289 3401

For any Grievance mail to : investors@smifs.com, Email: investors@smifs.com; Web Site: www.smifs.com

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